One of the best ways a fund manager can prepare for a possible exam and avoid enforcement risk is by developing a comprehensive understanding of the SEC’s exam and enforcement priorities. To help sort ...
This exculpation by blanket denial is both mystical and bewildering. It does not fit with the focus (one significant 25-day urban battle) or the deep research of the book. Yes, the ongoing wars in ...
exculpation, or limitation of its liability for certain activity; reducing the amount of an adviser clawback by the amount of certain taxes; charging fees or expenses related to a portfolio ...
Imagine enduring others’ unimaginable reality Monroe Township, N.J.: To Voicer Jim Newton: Thank you for writing about my favorite TV show, “The Twilight Zone.” The show’s creator and narrator, Rod ...
13, Issue. 14, p. 7886. Kotlán, Pavel Ondrúš, Miroslav Kozlová, Alena Kotlán, Igor Petr, Pavel and Kalabis, Radim 2023. Criminal Compliance Program as a Tool for Criminal Liability Exculpation of ...
‘Raavan’ with a fixed grimace is awkward to the day celebrated to mark an end to his self-exculpation and priggishness. He succumbed to an eldritch smoke year after year; righteousness ...
and for the approval of an amendment to Nutanix certificate of incorporation that would permit the exculpation of officers. The company’s annual meeting will be held Dec. 8 at 9 a.m. pacific time.
and the exculpation of parties and professionals in bankruptcy cases. The Conflict over Non-Consensual Third-Party Releases Traditionally, bankruptcy only operates to eliminate claims held by ...
Additionally, the stockholders voted to amend and restate the company's certificate of incorporation to include provisions for officer exculpation as permitted by Delaware law. This amendment was ...