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Financial Advisor IQ
2 天
Ex–EF Hutton CEO Countersues Former Business Partners
Former EF Hutton Chief Executive Officer Joseph Rallo, accused in a lawsuit by his former firm of "egregious corporate theft ...
Financial Advisor IQ
2 天
Investors Lean Harris, Business Owners Lean Trump: UBS
An overwhelming majority of both investors and business owners cite the economy as the top election issue, meanwhile, ...
Financial Advisor IQ
2 天
LPL Partners with Life Insurance Tech Provider
LPL Financial and Zinnia, a provider of life and annuity insurance technology, announced a partnership to enable LPL's ...
Financial Advisor IQ
4 天
BofA to Add 165 Retail Locations by 2026
Merrill Lynch parent Bank of America announced Monday that it plans to open more than 165 new retail financial centers across ...
Financial Advisor IQ
2 天
RayJay Sexism Case Must Go to Arbitration, Not Court, Judge Says
Joena Bartolini Mitchell, who spent more than 15 years with the company as the vice president of administration and risk, ...
Financial Advisor IQ
4 天
Merrill, BofA Securities Fined $275K over Reps' Outdated Data
The Financial Industry Regulatory Authority has fined Merrill Lynch and its parent company Bank of America 's other ...
Financial Advisor IQ
4 天
Trump's $11T in Proposed Tax Cuts a Head-Scratcher for His Confidants
If re-elected president, Donald Trump plans to wrangle with Congress over trillions of dollars in proposed tax cuts, but the ...
Financial Advisor IQ
4 天
Investors More Satisfied with Their FAs than Their Finances: Survey
While cost-of-living concerns are top of mind — 67% of respondents said they see their cost of living rising faster than ...
Financial Advisor IQ
4 天
Merrill to Pay $3.8M for Ignoring Client Investment Limits
Merrill Lynch will pay nearly $4 million to settle Securities and Exchange Commission allegations that the wirehouse failed ...
Financial Advisor IQ
4 天
Osaic’s ‘Journey to One’ Nods to Changes in FA Marketplace: CEO
Osaic 's rebrand and associated integration efforts will improve the firm's competitive positioning and enable its advisors ...
Financial Advisor IQ
4 天
Schwab to Shutter Robo for RIAs in Favor of Acquired TD Platform
Charles Schwab said it's retiring its registered investment advisor robo platform, Institutional Intelligent Portfolios, and ...
Financial Advisor IQ
4 天
More Advisors Embrace Direct Indexing. Is it Right For Your Clients?
Direct indexing continues to grow in popularity and expand its range of use cases. Investors are increasingly embracing the ...
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